HARC: Coupling Harmfulness and Refusal Directions for Robust Safety Alignment
Researchers have introduced HARC, a new fine-tuning method that enhances the safety of Large Language Models (LLMs). By coupling "harmfulness" and "refusal" directions within the model's internal representations, HARC effectively prevents jailbreak attacks without degrading general performance.
Computer Science > Artificial Intelligence
Title:HARC: Coupling Harmfulness and Refusal Directions for Robust Safety Alignment
View PDF HTML (experimental)Abstract:Understanding how aligned LLMs internally represent safety is critical for diagnosing alignment vulnerabilities, as it explains why jailbreaks succeed and informs the design of robust alignment strategies. Prior work shows that aligned LLMs encode harmfulness and refusal as separable directions in the residual stream at prompt-side token positions. We show that jailbreaks succeed at prompt encoding by suppressing either the refusal or harmfulness direction before any token is generated, with distinct attack classes occupying separable regions of the harmfulness-refusal plane. Extending the analysis to response-token positions, we find that the model recognizes harmful content while it is generating that content, even when it failed to recognize the input as harmful at the prompt side. Motivated by our findings, we introduce HARC (Harmfulness-And-Refusal Coupling), a fine-tuning method that pairs the two directions across both prompt and response positions. Since the intervention is confined to the harmfulness-refusal subspace, it leaves the rest of the residual stream intact and does not degrade general capability or inflate over-refusal. Across extensive experiments, HARC achieves the strongest robustness-capability-usability trade-off among six baselines spanning the major training-time and inference-time safety methods. The harmfulness and refusal directions at prompt and response positions transfer across the five model families and two scales we tested without architecture-specific tuning.
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Source: arXiv cs.AI Recent
